Documentos regulatórios

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Documents - Regulatory documents

Everything you need to know

We have made our regulatory documents available below so you can access them when it is most convenient for you. (all documents are in Portuguese)

Esh Capital

Relatório de Stewardship

Ano-Base: 2023
  • Objective and introduction
  • Sobre a Esh Capital Investimentos
  • Stewardship por Classe de Ativos
  • Política de Exercício de Voto em Assembleias
  • Engajamento junto as Companhias investidas
  • Administração de Conflito de Interesses
  • Monitoramento das Empresas Investidas
  • Estudos de Caso
  • Anexo: Participação nas Assembleias Gerais de 2023
Open
Esh Capital

Code of ethics and standards of professional conduct

This operations manual establishes principles and rules of conduct applicable to all Esh Capital employees.
  • Code of ethics
  • Standards of professional conduct
  • Professionalism
  • Integrity of capital markets
  • Duty to clients
  • Duty to employers
  • Investment Analysis, recommendations, and decisions
  • Conflicts of interest
  • Insider information
Open
Esh Capital

Internal risk control system

This policy was prepared in compliance with CVM Instruction 558, and has the objective of describing the control, management, monitoring, measurement, and permanent adjustment of the risks inherent to each of the securities portfolios under management.

  • Introduction

  • Governance, committee and organization chart

  • Definitions

  • Definition and review of limits / responsible area

  • Risk reports

  • Esh Capital risk system structure

  • Risk calculation methodologies

  • Final considerations

  • Appendices

Open
Esh Capital

Policy for exercising voting rights

At general meetings
  • Objective and introduction
  • General Principles for the exercise of the Voting Policy
  • Conflicts of Interest
  • Mandatory Voting
  • Optional Voting
  • Decision-making
  • General Provisions and Communication of Votes to Quotaholders
  • and Communication of Votes to Quotaholders
  • Revisions and Updates
Open
Esh Capital

Social and Environmental Responsibility Policy

This policy guides the behavior of Esh Capital, which, guided by the principles of relevance, proportionality and efficiency, undertakes to make efforts that define its directions based on these guidelines, considering the specific needs and the legal and regulatory aspects to which they are subject.

  • Scope

  • Regulatory aspects

  • Concept

  • Principles and management

  • Rules

  • Risk identification

  • Risk assessment and probability

  • Responsibility

  • Structure

  • Validating areas

Open
Esh Capital

Mark to market manual

Marking to Market (MaM) consists in recording all assets for the purpose of valuation and calculation of Investment Fund shares.
  • Introduction
  • Process Overview
  • Methodology
  • Special situation cases
  • Organizational structure
  • Compliance
Open
Esh Capital

Policy for the purchase and sale of securities by managers, employees and collaborators

This document contains a set of rules to guide ESH CAPITAL team members

  • Objectives and goals

  • Organizational chart

  • Organizational structure

  • Information technology

  • Contingency website

  • Hiring and customer service

  • Risk identification and management

  • Money laundering and know-your-customer policy

  • Suitability

  • Esh Capital's intellectual property

  • Communications with the media (press)

  • Confidentiality and secrecy of information

  • Voting policy at general meetings

Open
Esh Capital

Reference form

Informações prestadas com base nas posições de 31/12/2022

  • Identification of the persons responsible for the contents of the form

  • Company history
  • Human resources
  • Auditors
  • Financial resilience
  • Scope of activities
  • Economic group
  • Operational and administrative structure
  • Company remuneration
  • Internal rules, procedures and controls
  • Contingencies
  • Additional statements of the director responsible for management
Open
Esh Capital

Lot division policy manual

Apportionment and Opportunity Division Policy Manual

  • Lot Division Policy Manual

Open
Esh Capital

Liquidity Risk Management and Monitoring

Internal risk control system (Technical Document)
  • Objective and Scope
  • General Rules
  • Process Methodology
  • General Provisions
Open
Relevant facts
ESH Capital - Fundos de Investimentos | Brasil
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[email protected]

(+55 11) 3181-3333

R. Cunha Gago, nº 700 / Cj. 141 – Pinheiros – 05421-001 – São Paulo / SP
Signatory institution
CBS - Código Brasileiro de Stewardship

Aderente

ANBIMA - Gestao de Recursos Permanente
Esh Capital does not market or distribute shares of investment funds or any other financial assets. The contents hereof are merely informative in relation to Esh Capital and its products and should not be construed as an offer, recommendation or analysis of investments or assets. Investors must make their own investment decisions. Investing in funds may result in asset losses for their shareholders, which may even result in losses in excess of the invested capital and the consequent obligation of the shareholder to contribute additional resources to cover the fund's losses. For more information about management fees, subscription fees, and the target public of each of the funds, consult the fund's documents available on the site https://www.eshcapital.com.br/. Read the prospectus and regulations carefully before making any investment decision. Investments in funds are not guaranteed by the fund administrator, portfolio manager, any insurance mechanism, or the Credit Guarantor Fund - FGC. The profitability obtained in the past is no guarantee of future profitability. The returns disclosed are not net of taxes. There is no guarantee that multimarket funds will have the tax treatment for long-term funds.

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