Documentos regulatórios

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Documents - Regulatory documents

Everything you need to know

We have made our regulatory documents available below so you can access them when it is most convenient for you. (all documents are in Portuguese)

Esh Capital

Relatório de Stewardship

Ano-Base: 2023
  • Objective and introduction
  • Sobre a Esh Capital Investimentos
  • Stewardship por Classe de Ativos
  • Política de Exercício de Voto em Assembleias
  • Engajamento junto as Companhias investidas
  • Administração de Conflito de Interesses
  • Monitoramento das Empresas Investidas
  • Estudos de Caso
  • Anexo: Participação nas Assembleias Gerais de 2023
Open
Esh Capital

Code of ethics and standards of professional conduct

This operations manual establishes principles and rules of conduct applicable to all Esh Capital employees.
  • Code of ethics
  • Standards of professional conduct
  • Professionalism
  • Integrity of capital markets
  • Duty to clients
  • Duty to employers
  • Investment Analysis, recommendations, and decisions
  • Conflicts of interest
  • Insider information
Open
Esh Capital

Internal risk control system

This policy was prepared in compliance with CVM Instruction 558, and has the objective of describing the control, management, monitoring, measurement, and permanent adjustment of the risks inherent to each of the securities portfolios under management.

  • Introduction

  • Governance, committee and organization chart

  • Definitions

  • Definition and review of limits / responsible area

  • Risk reports

  • Esh Capital risk system structure

  • Risk calculation methodologies

  • Final considerations

  • Appendices

Open
Esh Capital

Policy for exercising voting rights

At general meetings
  • Objective and introduction
  • General Principles for the exercise of the Voting Policy
  • Conflicts of Interest
  • Mandatory Voting
  • Optional Voting
  • Decision-making
  • General Provisions and Communication of Votes to Quotaholders
  • and Communication of Votes to Quotaholders
  • Revisions and Updates
Open
Esh Capital

Social and Environmental Responsibility Policy

This policy guides the behavior of Esh Capital, which, guided by the principles of relevance, proportionality and efficiency, undertakes to make efforts that define its directions based on these guidelines, considering the specific needs and the legal and regulatory aspects to which they are subject.

  • Scope

  • Regulatory aspects

  • Concept

  • Principles and management

  • Rules

  • Risk identification

  • Risk assessment and probability

  • Responsibility

  • Structure

  • Validating areas

Open
Esh Capital

Mark to market manual

Marking to Market (MaM) consists in recording all assets for the purpose of valuation and calculation of Investment Fund shares.
  • Introduction
  • Process Overview
  • Methodology
  • Special situation cases
  • Organizational structure
  • Compliance
Open
Esh Capital

Policy for the purchase and sale of securities by managers, employees and collaborators

This document contains a set of rules to guide ESH CAPITAL team members

  • Objectives and goals

  • Organizational chart

  • Organizational structure

  • Information technology

  • Contingency website

  • Hiring and customer service

  • Risk identification and management

  • Money laundering and know-your-customer policy

  • Suitability

  • Esh Capital's intellectual property

  • Communications with the media (press)

  • Confidentiality and secrecy of information

  • Voting policy at general meetings

Open
Esh Capital

Reference form

Informações prestadas com base nas posições de 31/12/2022

  • Identification of the persons responsible for the contents of the form

  • Company history
  • Human resources
  • Auditors
  • Financial resilience
  • Scope of activities
  • Economic group
  • Operational and administrative structure
  • Company remuneration
  • Internal rules, procedures and controls
  • Contingencies
  • Additional statements of the director responsible for management
Open
Esh Capital

Lot division policy manual

Apportionment and Opportunity Division Policy Manual

  • Lot Division Policy Manual

Open
Esh Capital

Liquidity Risk Management and Monitoring

Internal risk control system (Technical Document)
  • Objective and Scope
  • General Rules
  • Process Methodology
  • General Provisions
Open
Relevant facts

Participe da nossa lista

de transmissão de notícias

COMUNICADO

Alteração de nomenclatura
do ESH Theta FIM

Caros cotistas,

Conforme comunicado enviado pela Intrag e e-mail enviado por nós da Esh Capital, o fundo Esh Theta FIM passou por um processo de masterização com finalidade de facilitar a gestão operacional dos ativos do fundo, e na prática, nada muda para quem já é cotista do fundo.

Porém, vale ressaltar que devido a Masterização, o fundo Esh Theta FIM teve sua nomenclatura alterada para Esh Theta 18 FIC FIM.

Em caso de dúvida, favor nos contatar no (11) 3181-3333 ou através do e-mail comercial@eshcapital.com.br.

Atenciosamente,

Esh Capital Investimentos.

COMUNICADO

MASTERIZAÇÃO DO ESH THETA FIM

Caros cotistas,

Conforme comunicado enviado pela Intrag por e-mail a respeito da Assembleia de Masterização do Esh Theta FIM a ser realizada em 07/03/23, gostaríamos de prestar alguns esclarecimentos.

O processo de Masterização tem por objetivo facilitar a gestão operacional dos ativos do fundo. Pelos benefícios efetivos, a masterização é uma prática bastante difundida na indústria e esse processo não acarretará em mudanças para os cotistas, tanto em relação a estratégia atual do fundo, quanto em alterações nas taxas de administração e performance, ou mesmo prazo de resgate do fundo, todos esses pontos serão mantidos da mesma forma.

Na prática, nada muda para quem já é cotista do fundo.

Em caso de dúvida, favor nos contatar no (11) 3181-3333 ou através do e-mail comercial@eshcapital.com.br.

Pedido de Convocação de Assembleia Geral Extraordinária da Gafisa S.A para o dia 10/02/2023

Pedido de Convocação de Assembleia Geral Extraordinária da Gafisa S.A solicitado na forma do art. 123, Parágrafo único, “c”, da Lei Federal nº 6.404, de 15 de dezembro de 1976 (“Lei das S.A.”), e da Resolução CVM nº. 70, de 22 de março de 2022 (“Resolução CVM 70/22”).
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